Securities Appellate Tribunal

Kanwal Jit Singh vs The Executive Director Investment Management Division Securities and Exchange Board of India & Others on 17 December 2015

BEFORE THE SECURITIES APPELLATE TRIBUNAL

MUMBAI

Date of Decision : 17.12.2015

Misc. Application No. 329 of 2015

And

Appeal No. 434 of 2015

Kanwal Jit Singh

C 603 Mithras Park,

Rahatani Road,

Pimple Saudagar,

Pune - 411 027.

…Appellant

Versus

1. The Executive Director Investment Management Division Securities and Exchange Board of India SEBI Bhavan, Plot No. C-4A, G Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051.

2. The Executive Trustee UTI Mutual Fund, UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051.

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3. The Vice President Operations Department of Operations, UTI Asset Management Company Ltd. UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051.

4. The Managing Director, UTI Trustee Company P Ltd. UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051.

…Respondents

Mr. Kanwal Jit Singh, Appellant-in-Person.

Mr. Chirag Bhavsar, Advocate i/b MDP & Partners for Respondent No. 1.

Ms. Rinku Valanju, Advocate for Respondent Nos. 2, 3 and 4.

CORAM : Justice J.P. Devadhar, Presiding Officer Jog Singh, Member

2

Per : J.P. Devadhar (Oral)

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1. By the Misc. Application appellant seeks to amend the memo of appeal so as to introduce several documents to the memo of appeal and also to incorporate additional grounds in the memo of appeal. Alternatively, appellant seeks to withdraw the Misc. Application as also the appeal with liberty to file fresh appeal.

2. Instead of permitting amendment of the memo of appeal, we permit the appellant to withdraw the appeal and the Misc. Application with liberty to file fresh appeal within a period of two weeks from today.

3. The Misc. Application as also the appeal is allowed to be withdrawn with liberty to file fresh appeal within two weeks from today. No order as to costs.

Sd/- Justice J.P. Devadhar Presiding Officer

Sd/- Jog Singh Member

17.12.2015 Prepared and compared by: msb

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