Securities Appellate Tribunal

Share India Securities Ltd. vs Securities and Exchange Board of India on 10 December 2014

BEFORE THE SECURITIES APPELLATE TRIBUNAL

MUMBAI

Date of Decision: 10.12.2014

Appeal No. 29 of 2014

Share India Securities Ltd.

(Formerly known as FMS Securities Ltd.)

14, Dayanand Vihar,

Near Karkardooma Metro Station,

Delhi- 110 092 …Appellant

Versus

Securities and Exchange Board of India,

SEBI Bhavan, Plot No. C-4A, G-Block,

Bandra-Kurla Complex, Bandra (East),

Mumbai - 400 051

…Respondent

Mr. Prakash Shah, Advocate for the Appellant.

Mr. Kumar Desai, Advocate with Mr. Mihir Mody, Advocate for the Respondent.

CORAM: Justice J.P. Devadhar, Presiding Officer Jog Singh, Member A.S. Lamba, Member

Per: Justice J.P. Devadhar (Oral)

1. Not on Board. Taken up by consent of parties. By a praecipe it is brought to our notice by counsel for Respondent that in paragraph 13 of our order dated November 11, 2014 at two places inadvertently the

2 words “PIT Regulations” is mentioned instead of the words “Brokers Regulations”. Inadvertent error be rectified accordingly.

2. The praecipe filed by Respondent is disposed off with no order as to costs.

Sd/- Justice J.P. Devadhar Presiding Officer

Sd/-

Jog Singh

Member

Sd/- A S Lamba Member 10.12.2014 Prepared & Compared By: PK

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