Securities Appellate Tribunal

Harbinger Trading Co. Pvt. Ltd. vs Securities and Exchange Board of India on 28 November 2011

BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI

Appeal No. 147 of 2011

Date of Decision : 28.11.2011

Harbinger Trading Co. Pvt. Ltd. Ground Floor, Bhupen Chambers, Dalal Street, Mumbai 400 001.

…Appellant

Versus

Securities and Exchange Board of India SEBI Bhavan, Plot No. C-4A, G-Block, Bandra-Kurla Complex, Bandra (East), Mumbai – 400 051.

…Respondent

Mr. D.P. Desai, Advocate for the Appellant.

Dr. (Mrs.) Poornima Advani, Advocate with Mr. Ajay Khaire, Advocate for the Respondent.

CORAM : Justice N.K. Sodhi, Presiding Officer P.K. Malhotra, Member S.S.N. Moorthy, Member

Per : Justice N.K. Sodhi, Presiding Officer (Oral)

Same order as in Appeal no. 143 of 2011 decided on November 28, 2011.

Sd/- Justice N.K. Sodhi

Presiding Officer

Sd/- P.K. Malhotra

Member

Sd/-

S.S.N. Moorthy

Member

28.11.2011 Prepared and compared by: msb

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